Home Compliance Dual-Hatted CEO and CCO Named Individually in SEC Settlement for Compliance Violations ComplianceExpert OpinionNews Dual-Hatted CEO and CCO Named Individually in SEC Settlement for Compliance Violations January 6, 2023 13 Share FacebookLinkedinTwitter Olivier Le Moal | Shutterstock You must be a Paid or Free Trial Member to Access this Content. Paid members, please login to view your news subscription(s). RELATED ARTICLESMORE FROM AUTHOR Compliance OFCCP Announces 16 Additional Megaprojects Compliance How to Comply with HHS’ New Nondiscrimination Compliance Infrastructure Requirements in Your Facility Compliance FAT Brands Is Criminally And Civilly Charged