Home Compliance Turning the SEC Enforcement Results into Opportunity: Historic Penalties Signal a Compliance... ComplianceExpert Opinion Turning the SEC Enforcement Results into Opportunity: Historic Penalties Signal a Compliance Shift December 5, 2024 23 Tada Images | Shutterstock You must be a Paid or Free Trial Member to Access this Content. Paid members, please login to view your news subscription(s). RELATED ARTICLESMORE FROM AUTHOR Compliance U.S. Department of Justice Releases Guidance on “Illegal DEI” for Federal Funds Recipients Compliance U.S. Department of Justice Releases Guidance on “Illegal DEI” for Federal Funds Recipients Cyber SEC Seeks SolarWinds Settlement in Reversal for Agency Under New Leadership