Home Compliance $10 Million Penalty Against D.E. Shaw a Major Step in SEC’s Enforcement... ComplianceExpert Opinion $10 Million Penalty Against D.E. Shaw a Major Step in SEC’s Enforcement of Rule 21F-17(a) December 8, 2023 41 Share FacebookLinkedinTwitter Vitalii Vodolazskyi | Shutterstock You must be a Paid or Free Trial Member to Access this Content. Paid members, please login to view your news subscription(s). RELATED ARTICLESMORE FROM AUTHOR Compliance Approach to Corporate Enforcement May Become More Business-Friendly Law FCA Whistleblower Complaints Reach All Time High in 2024 Compliance Episode 351 — Deep Dive in AAR Services FCPA Settlement
