Home Compliance $10 Million Penalty Against D.E. Shaw a Major Step in SEC’s Enforcement... ComplianceExpert Opinion $10 Million Penalty Against D.E. Shaw a Major Step in SEC’s Enforcement of Rule 21F-17(a) December 8, 2023 22 Share FacebookLinkedinTwitter Vitalii Vodolazskyi | Shutterstock You must be a Paid or Free Trial Member to Access this Content. Paid members, please login to view your news subscription(s). RELATED ARTICLESMORE FROM AUTHOR Expert Opinion The Next Frontier: Key Takeaways from the New U.S. Government Commercial Space Strategies Compliance Relator’s Claims Against Federal Grantees Survive Motion to Dismiss Compliance Not an April Fools Joke – FAR Part 40 Final Rule Has Been Published