Home Compliance Dual-Hatted CEO and CCO Named Individually in SEC Settlement for Compliance Violations ComplianceExpert OpinionNews Dual-Hatted CEO and CCO Named Individually in SEC Settlement for Compliance Violations January 6, 2023 13 Share FacebookLinkedinTwitter Olivier Le Moal | Shutterstock You must be a Paid or Free Trial Member to Access this Content. Paid members, please login to view your news subscription(s). RELATED ARTICLESMORE FROM AUTHOR Compliance OFCCP Releases New Artificial Intelligence Guidance Compliance Keeping the Lodestar Local — Mississippi Court Refuses to Apply D.C. Rates for FCA Fee Award Compliance EPA Updates Interim Guidance on Destruction and Disposal of PFAS Wastes