Still Standing: SEC Disgorgement Survives with Limitations

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In Liu v. SEC, the Supreme Court answered the question that remained following its 2017 opinion in Kokesh v. SEC: “whether, and to what extent, the SEC may seek ‘disgorgement’ in the first instance through its power to award ‘equitable relief’” in a federal district court action under the Securities Exchange Act of 1934. In […]
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