When:
December 11, 2019 @ 1:00 pm – 2:00 pm
2019-12-11T13:00:00-05:00
2019-12-11T14:00:00-05:00
Contact:
A discussion of trends in risk management obligations in consent orders. Are they becoming more prevalent? Are they too granular and rigid? And how do they relate to enterprise-wide risk management efforts, state law and exchange requirements, and industry best practices?